Brokerage Online

Online investment research and trading capabilities, combined with the high quality service and resources available at Associated Investment Services (AIS)... that's exactly what you'll enjoy with Associated Brokerage Online. From the convenience of your personal computer, you can:

Purchase and sell securities
Get real-time or delayed quotes
Check your AIS brokerage account balances
Access a variety of helpful research tools
Enjoy a discounted fee schedule on trades placed online
Online Security
Brokerage Online User's Guide (Requires Adobe Acrobat Reader.)
Purchase and sell securities
Buy or sell equities and mutual funds using Associated Brokerage Online.

Helpful information about trading online with Associated:

• To place a Buy Order, you must have sufficient funds in your brokerage account to cover your order, either as a cash balance or through a direct link to your Associated Bank deposit account.
• To place a Sell Order, equity or mutual fund positions must be held in your account prior to placing the order.
• Use the Order Status button to check the status on your orders at any time.

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Get real-time or delayed quotes

• FREE Delayed Quotes: With Associated Brokerage Online, you have access to 15-minute delayed quotes FREE!
• FREE Real-Time Quotes: When you open your Associated Brokerage Online account, you’ll receive 100 real-time quotes FREE. And for each completed trade you conduct online, you receive another 100 FREE real-time quotes.
• Additional Real-Time Quotes: If your supply of FREE real-time quotes is ever depleted, additional real-time quotes are just $.02 per quote.
• Use the Quote Bank: Associated Brokerage Online provides a quote bank to help you track how many FREE real-time quotes you have available.

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Check your AIS brokerage account balances
Through Associated Brokerage Online, you can access your AIS full service or discount brokerage account information 24-hours a day, seven days a week, FREE of charge. Use it to look at your account history and your current account balances.

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Access a variety of helpful research tools
Enjoy FREE access to information from leading industry service providers, including:

• Market Headlines
• News Stories
• Research Reports
• Comprehensive Analysis on Stocks and Mutual Funds

Order investment research reports and information for a small fee:

• S&P Snapshot Reports ($.50 per month)
• S&P MarketScope @ Home ($.50 per month)

Or access any of the following for a fee not to exceed $2 per month:

• Reuters News Retrieval
• FundScan
• IntraDay & Historical Charting

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Enjoy a discounted fee schedule on trades placed online
You'll find Associated Brokerage Online to be a great value in your trading activities. Not only do you have access to the service provided by Associated's Brokerage Team, you'll enjoy a discounted fee schedule for your online trades. Your fee is based on the principal amount of your trade as follows:

Associated Brokerage Online Fee Schedule

Principal Amount of Your Trade	Your Discounted Fee
$0 - $5000	$30
$5001 - $10,000	$35
$10,001 - $25,000	$40
$25,001 - $50,000	$45
$50,001 - $75,000	$50
$75,001 - $100,000	$55
$100,001 and up	$60

Minimum Transaction Fee for AMEX or NYSE trades: $30 or $.02 per share, whichever is greater
Transaction Fee for Options: $35 + 1% of transaction
Transaction Fee for No-Load Mutual Funds: $39 (Note: Mutual funds that do not have transaction fees are also available through AIS. Please contact us by email or phone at 1-800-242-3229 for details. We are available Monday - Friday 8:00am - 5:00pm.)

We have teamed with Pershing LLC to offer you Associated Brokerage Online.

Experience Associated Brokerage Online for yourself by checking out our trading demonstration.

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Online Security
An important step in online security is protection of your personal computer. There are several steps you can take to do this. Steps include installing software such as firewall, anti-virus and anti spy-ware applications. Also, avoid e-mails “phishing” for your personal information and any other suspicious e-mails.

The SEC has published information on safeguarding your money and personal information. Please visit the SEC website for more information at www.sec.gov. Once there, click on Investor Information and then Online Investors (located under the section titled Special Information for…).

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Click here  to review our disclosures.

SECURITIES ARE OFFERED BY ASSOCIATED INVESTMENT SERVICES, INC. ("AIS"), member FINRA (www.finra.org) and SIPC (www.sipc.org), d/b/a Associated Investment Services Group, Inc. in Minnesota. Securities and insurance products offered are NOT deposits or obligations of, insured or guaranteed by Associated Banc-Corp ("AB-C") or any bank or affiliate, are NOT insured by the FDIC or any agency of the United States, and involve INVESTMENT RISK, including POSSIBLE LOSS OF VALUE.